R.2814 of 2022

Release: 63

G.G.47632 - Friday, December 2, 2022

Amendment of the General Code of Conduct for Authorised Financial Services Providers and Representatives, 2022

R.2815 of 2022

Release: 63

G.G.47632 - Friday, December 2, 2022

Amendment of the Qualifications, Experiences and Criteria for Approval as Compliance Officer, 2022

Notice 1350 of 2022

Release: 62

G.G.47334 - Wednesday, October 19, 2022

Declaration of a crypto asset as a financial product under the Financial Advisory and Intermediary Services Act

Notice 942 of 2022

Release: 61

G.G.46158 - Thursday, March 31, 2022

Amendment of notice of commencement

Notice 169 of 2018

Release: 59

G.G.41549 - Friday, March 23, 2018

Commencement of Financial Sector Regulation Act, 2017

R.257 of 2021

Release: 59

G.G.44327 - Thursday, March 25, 2021

Amendment of notice of commencement

R.706 of 2020 w.e.f. 25/12/2020

Release: 58

G.G.43474 - Friday, June 26, 2020

Amendment: General Code of Conduct for FSPs / Reps & Specific Code of Conduct for FSPs / Reps Conducting St Deposit Business

R.706 of 2020

Release: 57

G.G.43474 - Friday, June 26, 2020

Amendment: General Code of Conduct for FSPs/Reps and Specific Code of Conduct for FSPs/ Reps Conducting St Deposit Business

R.707 of 2020

Release: 56

G.G.43474 - Friday, June 26, 2020

Amendment of the Determination of Fit and Proper Requirements, 2017

R.356 of 2020

Release: 55

G.G.43131 - Tuesday, March 24, 2020

Amendment of Notice of Commencement

R.1019 of 2018

Release: 53

G.G.41947 - Friday, September 28, 2018

Amendment of notice of commencement and commencement of certain provisions

BN.89 of 2018

Release: 52

G.G.41738 - Friday, June 29, 2018

Form of Licence

Act 9/2017

Release: 51

G.G.41060 - Tuesday, August 22, 2017

Financial Sector Regulation Act, 2017

Act 9/2017

Release: 51

G.G.41060 - Tuesday, August 22, 2017

Financial Sector Regulation Act, 2017

Notice 169 of 2018

Release: 51

G.G.41549 - Thursday, March 29, 2018

Commencement of Financial Sector Regulation Act, 2017

R.89 of 2018

Release: 50

G.G.41432 - Friday, February 9, 2018

Determination of fees payable to the Registrar of Financial Services Providers

BN.194 of 2017

Release: 50

G.G.41321 - Friday, December 15, 2017

Determination of Fit and Proper Requirements for Financial Services Providers, 2017

R.1586 of 2016

Release: 49

G.G.40515 - Friday, December 23, 2016

Determination of Fees Payable to the Registrar of Financial Services Providers

BN.148 of 2016

Release: 48

G.G.40239 - Wednesday, August 31, 2016

Amendment of the Notice on Qualifications, Experience and Criteria for Approval as Compliance Officer

BN.149 of 2016

Release: 48

G.G.40239 - Wednesday, August 31, 2016

Amendment of the Notice on Exemption in respect of Services under Supervision Rendered by Compliance Officers

BN.77 of 2015

Release: 48

G.G.38665 - Tuesday, March 31, 2015

Amendment of the Notice on Qualifications, Experience and Criteria for Approval as Compliance Officer

BN.146 of 2014

Release: 47

G.G.38278 - Thursday, December 4, 2014

Amendment of the General Code of Conduct for Authorised Financial Services Providers and Representatives

w.e.f. 30/05/2014

Release: 46

G.G.37237 - Thursday, January 16, 2014

Financial Laws General Amendment Act, 2013

R.120 of 2014

Release: 45

G.G.37351 - Tuesday, February 18, 2014

Commencement of Financial Services Laws General Amendment Act, 2013

Act 45/2013

Release: 45

G.G.37237 - Thursday, January 16, 2014

Financial Services Laws General Amendment Act, 2013

BN.269 of 2013

Release: 44

G.G.37168 - Friday, December 20, 2013

Amendment on Qualifications, Experience and Criteria for the Approval as a Compliance Officer, 2013

BN.260 of 2013

Release: 44

G.G.37164 - Thursday, December 19, 2013

Amendment of Fit and Proper Requirements and Accompanying Measures, 2013

Act 19/2012

Release: 43

G.G.36121 - Friday, February 1, 2013

Amendment by Schedule to Section 111 of the Financial Markets Act

BN.119 of 2013

Release: 42

G.G.36530 - Wednesday, June 5, 2013

General Exemption: Level 1 Regulatory Examination, 2013

BN.105 of 2013

Release: 42

G.G.36496 - Wednesday, May 29, 2013

Compliance Report for Category I FSPs Without a Compliance Officer, 2013

BN.106 of 2013

Release: 42

G.G.36497 - Wednesday, May 29, 2013

Compliance Report for Category I FSPs with a Compliance Officer, 2013

BN.107 of 2013

Release: 42

G.G.36498 - Wednesday, May 29, 2013

Bi-Annual Compliance Report for Categories II and IIA FSPs, 2013

BN.108 of 2013

Release: 42

G.G.36499 - Wednesday, May 29, 2013

Bi-Annual Compliance Report for Categories III FSPs, 2013

BN.109 of 2013

Release: 42

G.G.36500 - Wednesday, May 29, 2013

Compliance Report for Category IV FSPs, 2013

BN.110 of 2013

Release: 42

G.G.36501 - Wednesday, May 29, 2013

Compliance Report for Foreign FSPs, 2013

BN.111 of 2013

Release: 42

G.G.36502 - Wednesday, May 29, 2013

Compliance Report for a Financial Services Provider Substituting or Removing a Compliance Officer During the Reporting Period, 2013

BN.65 of 2013

Release: 42

G.G.36399 - Tuesday, April 23, 2013

Exemption from Level 1 Regulatory Examination Until Finalisation of Application for Exemption, 2013

BN.120 of 2013

Release: 42

G.G.36530 - Wednesday, June 5, 2013

General Exemption from the Second Level Regulatory Examination Requirements, 2013

BN.112 of 2013

Release: 42

G.G.36503 - Wednesday, May 29, 2013

Determination of Compliance Report for a Financial Services Provider Who has Appointed a Compliance Officer During the Reporting Period, 2013

BN.121 of 2013

Release: 42

G.G.36531 - Wednesday, July 21, 2010

Levies on Financial Institutions

BN.207 of 2012

G.G.35997 - Thursday, December 13, 2012

Exemption of Compliance Officers from Regulatory Examination

BN.202 of 2012

G.G.35977 - Tuesday, December 11, 2012

Amendment of the Fit and Proper Requirements

BN.208 of 2012

G.G.35997 - Thursday, December 13, 2012

Exemption of Certain Persons Conducting Financial Services Related Business with Private Equity Funds

BN.163 of 2012

Release: 40

G.G.35743 - Wednesday, October 3, 2012

General Exemption from Continuous Professional Development Requirements, 2012

BN.162 of 2012

Release: 40

G.G.35743 - Wednesday, October 3, 2012

Amendment of the General Exemption: Level 1 Regulatory Examination, 2012

There are no pages referenced by this update

BN.140 of 2012

Release: 39

G.G.35608 - Tuesday, August 21, 2012

Amendment on Qualifications, Experience and Criteria for the Approval as a Compliance Officer, No. 1 of 2012

BN.139 of 2012

Release: 39

G.G.35608 - Tuesday, August 21, 2012

Amendment on Qualifications, Experience and Criteria for the Approval as a Compliance Officer, No. 1 of 2012

BN.136 of 2012

Release: 38

G.G.35593 - Wednesday, August 15, 2012

Amendment on Qualifications, Experience and Criteria for the Approval as a Compliance Officer, No. 1 of 2012

BN.127 of 2012

Release: 37

G.G.35559 - Tuesday, July 31, 2012

Notice on Amendment of the Application by Financial Services Providers for Authorisation by the Financial Services Board, 2012

BN.95 of 2012

Release: 36

G.G.35379 - Friday, May 25, 2012

Compliance Report for FSP Officer

BN.88 of 2012

Release: 36

G.G.35379 - Friday, May 25, 2012

Compliance report for a Category I FSP without an officer

BN.89 of 2012

Release: 36

G.G.35379 - Friday, May 25, 2012

Compliance report for a Category I FSP with a compliance officer 2012

BN.90 of 2012

Release: 36

G.G.35379 - Friday, May 25, 2012

Bi-annual Compliance Report for Category II and IIA FSPs, 2012

BN.91 of 2012

Release: 36

G.G.35379 - Friday, May 25, 2012

Bi-annual Compliance Report for Category III FSPs, 2012

BN.92 of 2012

Release: 36

G.G.35379 - Friday, May 25, 2012

Compliance Report for Category IV FSPs, 2012

BN.93 of 2012

Release: 36

G.G.35379 - Friday, May 25, 2012

Compliance Report for Foreign FSPs, 2012

BN.94 of 2012

Release: 36

G.G.35379 - Friday, May 25, 2012

Compliance Report for a FSP Substituting its Compliance Officer

BN.193 of 2011

Release: 34

G.G.34794 - Monday, November 28, 2011

Exemption of FSPs and FPSs Limited by Products from Audit Requirements, 2011

BN.165 of 2011

Release: 33

G.G.34691 - Wednesday, October 19, 2011

Notice of Amendment of the Compliance Reports for Category II, IV and Foreign FSPs

BN.166 of 2011

Release: 33

G.G.34691 - Wednesday, October 19, 2011

Exemption of Foreign FSPs

BN.144 of 2011

Release: 32

G.G.34574 - Wednesday, August 31, 2011

Exemption of FSPs and Representatives from Conflict of Interest Provisions, 2011

BN.93 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Determination of Compliance Report for Financial Services Providers Without a Compliance Officer, who have Appointed a Compliance Officer, 2011

BN.92 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Compliance Report for FSPs Changing Compliance Officer During Reporting Period, 2011

BN.91 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Compliance Report for Foreign FSPs, 2011

BN.90 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Compliance Report for Category IV FSPs, 2011

BN.89 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Bi-annual Compliance Report for Category III FSPs, 2011

BN.88 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Compliance Report for Category II FSPs, 2011

BN.87 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Interim Compliance Report for Category IIA FSPs, 2011

BN.86 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Compliance Report for Categories II and II FSPs, 2011

BN.85 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Compliance Report for Category I FSPs with a Compliance Officer, 2011

BN.84 of 2011

Release: 31

G.G.34291 - Monday, May 16, 2011

Compliance Report for Category I FSPs without a Compliance Officer, 2011

BN.16 of 2011

Release: 1

G.G.34007 - Monday, February 7, 2011

Notice on Suspension of Authorisation, No 2 of 2011

BN.17 of 2011

Release: 1

G.G.34007 - Monday, February 7, 2011

Notice on Lifting of Suspension of Authorisation, No.2 of 2011

BN.18 of 2011

Release: 1

G.G.34007 - Monday, February 7, 2011

Notice on Provisional Suspension of Authorisation, No 1 of 2011

BN.19 of 2011

Release: 1

G.G.34007 - Monday, February 7, 2011

Notice on Provisional Withdrawal of Authorisation, No 1 of 2011

BN.20 of 2011

Release: 1

G.G.34007 - Monday, February 7, 2011

Notice on Withdrawal of Authorisation, No 1 of 2011

BN.186 of 2010

Release: 29

G.G.33868 - Monday, December 13, 2010

Exemption of African Alliance Securities in respect of Certain Clients from Qualification Requirements, 2010

BN.6 of 2011

Release: 29

G.G.33948 - Thursday, January 20, 2011

Suspension of Authorisation

BN.7 of 2011

Release: 29

G.G.33948 - Thursday, January 20, 2011

Notice on Lifting of Suspension of Authorisation, No. 1 of 2011

BN.8 of 2011

Release: 29

G.G.33948 - Thursday, January 20, 2011

Notice on Withdrawal of Authorisation, No. 1 of 2011

BN.163 of 2010

Release: 28

G.G.33730 - Thursday, November 4, 2010

Amendment of Application by Financial Service Providers for Authorisation by the Financial Services Board, 2010

BN.162 of 2010

Release: 28

G.G.33729 - Friday, November 5, 2010

Notice on Provisional Withdrawn of Authorisation, No 2 of 2010

BN.161 of 2010

Release: 28

G.G.33729 - Friday, November 5, 2010

Notice on the Reinstatement of Withdrawal of Authorisation No.1 of 2010

BN.159 of 2010

Release: 28

G.G.33729 - Friday, November 5, 2010

Notice on the Withdrawal of Authorisation, No 3 of 2010

BN.158 of 2010

Release: 28

G.G.33728 - Friday, November 5, 2010

Suspension of Authorisation

BN.157 of 2010

Release: 28

G.G.33728 - Friday, November 5, 2010

Lifting of Suspension

BN.160 of 2010

Release: 28

G.G.33729 - Friday, November 5, 2010

Lifting of Provisional Withdrawal of Authorisation

BN.139 of 2010

Release: 27

G.G.33653 - Wednesday, October 13, 2010

Notice on Amendment of Exemption of Certain FSPs and Representatives from Qualification Requirements, 2010

BN.144 of 2010

Release: 27

G.G.33686 - Thursday, October 28, 2010

Lifting of Suspension

BN.145 of 2010

Release: 27

G.G.33687 - Thursday, October 28, 2010

Withdrawal of Authorisation

BN.146 of 2010

Release: 27

G.G.33688 - Thursday, October 28, 2010

Suspension of Authorisation

BN.126 of 2010

Release: 26

G.G.33537 - Thursday, September 9, 2010

Exemption in respect of Services under Supervision rendered by Compliance Officers, 2010

BN.127 of 2010

Release: 26

G.G.33537 - Thursday, September 9, 2010

Notice on Qualifications, Experience and Criteria for Approval of Compliance Officers, 2010

BN.118 of 2010

Release: 25

G.G.33440 - Thursday, August 5, 2010

Exemption of Neptune Investment Management Limited, 2010

BN.102 of 2010

Release: 25

G.G.33347 - Monday, July 5, 2010

Exemption of Particular Persons from Qualification Requirements, 2010

BN.115 of 2010

Release: 25

G.G.33395 - Monday, July 19, 2010

Exemption of Frans McCabe from Qualification Requirements, 2010

BN.90 of 2010

Release: 24

G.G.33318 - Friday, June 25, 2010

Exemption of Investec Investment Management Services, 2010

BN.91 of 2010

Release: 24

G.G.33318 - Friday, June 25, 2010

Exemption of Particular Persons from Qualification Requirement, No. 2 of 2010

BN.92 of 2010

Release: 24

G.G.33318 - Friday, June 25, 2010

Exemption of Marlow Advisors (Pty) Ltd in respect of Certain Clients, 2010

BN.93 of 2010

Release: 24

G.G.33318 - Friday, June 25, 2010

Notice on the Amendment of Exemption of Certain FSPs and Representatives from Qualification Requirements, 2010